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FINRA Awards for Wells Fargo Clearing Services

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Displaying 301-310 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0314003/06/2019Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
18-0207302/27/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Derrick Robinson
Respondent Lawyers(s): Tosh Grebenik
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
18-0226502/08/2019Claimant(s): Michael Anderson
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
18-0002201/30/2019Claimant(s): Stephen Caruso
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Carol Maria Luttati, Anna Lascar, George Bartos
Hearing Site: New York, NY
18-0271101/30/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Linda Zara
Respondent Lawyers(s): Linda Sue Zara
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
18-0359601/30/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Stango
Respondent Lawyers(s): Joseph John Stango
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
17-0289201/29/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Alex Salcedo
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert Rosen, Russell T. Doe, Marc David Wilde
Hearing Site: Los Angeles, CA
18-0227001/23/2019Claimant(s): Leila Gough
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
17-0282001/22/2019Claimant(s): Jon Erickson
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins
Hearing Site: Las Vegas, NV
18-0198901/18/2019Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA

371 Results

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