Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02791 | 01/22/2024 | Claimant(s): Thomas Curtin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Robert L. Chase Hearing Site: Hartford, CT | ||
| 23-01207 | 12/19/2023 | Claimant(s): Andrew Denney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Leonard Arthur Nelson Hearing Site: Kansas City, MO | ||
| 23-01573 | 11/27/2023 | Claimant(s): Joe Franklin Claimant Lawyers(s): Bryan Ward Respondent(s): LPL Financial LLC, Raymond James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN | ||
| 23-01708 | 11/16/2023 | Claimant(s): Kelly Morris Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 23-01545 | 11/14/2023 | Claimant(s): Brian Singleton Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Cuna Brokerage Services. Respondent Lawyers(s): Michael T. West, Sandra D. Grannum Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
| 23-01158 | 11/10/2023 | Claimant(s): Allen Ostrofe Claimant Lawyers(s): John D. Stewart Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Daniel M. Yamshon Hearing Site: Reno, NV | ||
| 23-01998 | 11/09/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Marlon Scott Respondent Lawyers(s): Marlon Keith Scott Arbitrator(s): Heather Gaile Layton Hearing Site: Houston, TX | ||
| 23-01402 | 11/06/2023 | Claimant(s): Loreen Gilbert Claimant Lawyers(s): Bryce M Cullinane Respondent(s): LPL Financial LLC Respondent Lawyers(s): Michael West Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK | ||
| 23-00509 | 10/13/2023 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA |