Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04224 | 12/09/2021 | Claimant(s): Daniel Larsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT | ||
| 20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | ||
| 21-00653 | 11/23/2021 | Claimant(s): Lee Hooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | ||
| 20-01237 | 11/16/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Andrew R. Park Respondent(s): John Agostino Respondent Lawyers(s): John S. Agostino Arbitrator(s): David I. Goldblatt, Anthony J. Cetta, James M. Rhodes Hearing Site: New York, NY | ||
| 20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross, Sara B. Davis Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-04117 | 11/02/2021 | Claimant(s): Kurt Kerrigan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 21-01136 | 10/26/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Atif Mughal Respondent Lawyers(s): Atif Iqbal Mughal Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 20-02772 | 10/01/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY | ||
| 21-00170 | 09/17/2021 | Claimant(s): Lisa Kulhavi Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-03651 | 09/16/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO |