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FINRA Awards for Oppenheimer & Co..

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Displaying 81-90 out of 199 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0039408/17/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert Frances O'Herlihy
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
15-0322408/09/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
16-0102507/25/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kevin Taylor
Respondent Lawyers(s): Kevin Wayne Taylor
Arbitrator(s): Mark L. Williams
Hearing Site: Kansas City, MO
17-0025206/23/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
17-0034306/19/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kenneth Helman
Respondent Lawyers(s): Kenneth Michael Helman
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
16-0324205/25/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Considine
Respondent Lawyers(s): Christopher T. Considine
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
17-0020405/10/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Thomas Fayad
Respondent Lawyers(s): Thomas M. Fayad
Arbitrator(s): Mary P. Bass
Hearing Site: New York, NY
16-0254203/13/2017Claimant(s): Joseph Motley
Claimant Lawyers(s): Joseph Adrian Motley
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Travis McGregor
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
16-0256003/02/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): William Fritz
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
15-0320208/30/2016Claimant(s): Jason Savey
Claimant Lawyers(s): Michael G. Gibson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Steven T. Stern, Jeffrey H. Farrar, Sean Alan D'Amico
Hearing Site: Hartford, CT

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