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FINRA Awards for Nancy Hutt

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0363505/26/2022Claimant(s): Richard Mazur
Claimant Lawyers(s): Denis S. Kenny
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Nancy Hutt, Dean J. Dietrich, Shawn Ridgell
Hearing Site: San Francisco, CA
19-0363107/29/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Jon Gregory Sanchez
Arbitrator(s): Daniel M. Yamshon, Nancy Hutt, Mary H. Evans
Hearing Site: Reno, NV
17-0340401/07/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Donald A. Corbett
Respondent(s): Francis Roche
Respondent Lawyers(s): David Commins
Arbitrator(s): Nancy Hutt, John J. Fitzpatrick, James G. Gillivan
Hearing Site: San Francisco, CA
11-0381202/07/2014Claimant(s): Thomas Boster
Claimant Lawyers(s): Teresa A. Cunningham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Thomas J. LoSavio, Nancy Hutt, Edwin C. Shiver
Hearing Site: San Francisco, CA
10-0570111/14/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Cave
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Judith M. Rosenberg, Nancy Hutt, William J. Petzel
Hearing Site: San Francisco, CA
10-0411706/25/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Gregory Weiss
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins
Hearing Site: San Francisco, CA
11-0139905/11/2012Claimant(s): Duane Nack
Claimant Lawyers(s): Duane Arlen Nack
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Kristina L. Carlson
Arbitrator(s): Thomas C. McNally, Nancy Hutt, Daniel J. Lind
Hearing Site: San Francisco, CA
10-0026401/30/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): Erik W. Fox
Arbitrator(s): Nancy Hutt, James W. Warren, David L. Moran
Hearing Site: Las Vegas, NV
11-0189512/28/2011Claimant(s): Eric Broili
Claimant Lawyers(s): Robert T. Sullwold
Respondent(s): Andrew Crowell, The Andrew N. Crowell Family Trust
Respondent Lawyers(s): Bruce D. Oakes
Arbitrator(s): Nancy Hutt, Michael R.E. Sanders, Leonard Jeffrey Stecklow
Hearing Site: Reno, NV
Expungement
11-0013105/26/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Larry J. Lipka
Respondent(s): Michael Moutrey
Respondent Lawyers(s): Michael Vincent Moutrey
Arbitrator(s): Nancy Hutt
Hearing Site: San Francisco, CA

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