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FINRA Awards for Nancy Hutt

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0053904/05/2021Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust
Claimant Lawyers(s): Fran Cole
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark IconExpungement
14-0130002/04/2016Claimant(s): Dhruv Khanna, Surita Degan, The 1999 Dhruv Khanna Charitable Trust, The Khanna Children's Irrevocable Trust
Claimant Lawyers(s): Karl Olson
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Patrick P. Gunn
Arbitrator(s): Nancy Hutt, William W. Haskell, Vivian L. Kral
Hearing Site: San Francisco, CA
Checkmark Icon$0
10-0247403/01/2011Claimant(s): Raifman Family Rev Intel Trust
Claimant Lawyers(s): Brian G. Isaacson
Respondent(s): Wachovia Securities, George Gordon
Respondent Lawyers(s): David A. Picon, Ronald E. Wood
Arbitrator(s): Mary Curran, Frank R Weaver, Nancy Hutt
Hearing Site: San Francisco, CA
Checkmark Icon$0

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