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FINRA Awards for Larry J. Lipka

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0013105/26/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Larry J. Lipka
Respondent(s): Michael Moutrey
Respondent Lawyers(s): Michael Vincent Moutrey
Arbitrator(s): Nancy Hutt
Hearing Site: San Francisco, CA
09-0643004/15/2011Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Larry J. Lipka
Respondent(s): Joseph Jackson
Respondent Lawyers(s): Joseph A. Jackson
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Tampa, FL
10-0400302/17/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Larry J. Lipka
Respondent(s): Cody Hawkins-Fitzgerald
Respondent Lawyers(s): Cody D. Hawkins-Fitzgerald
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Orlando, FL

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