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FINRA Awards for Cody Hawkins-Fitzgerald

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0400302/17/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Larry J. Lipka
Respondent(s): Cody Hawkins-Fitzgerald
Respondent Lawyers(s): Cody D. Hawkins-Fitzgerald
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Orlando, FL

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