Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02809 | 06/25/2024 | Claimant(s): James Desrocher Claimant Lawyers(s): Brian Luther Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Thomas Drogan Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 21-03039 | 06/02/2023 | Claimant(s): Benjamin Zimbel Claimant Lawyers(s): Alan D. Rose Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 21-02798 | 06/17/2022 | Claimant(s): William Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 21-02451 | 03/11/2022 | Claimant(s): Dimitrina Atanasova Claimant Lawyers(s): Megan Christensen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Samuel S. Shaulson Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 19-01686 | 12/03/2021 | Claimant(s): Swan Shen Claimant Lawyers(s): Jeremy L Bartell Respondent(s): Cuna Brokerage Services. Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman Hearing Site: Boston, MA | ||
| 20-02391 | 07/08/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02366 | 04/21/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02390 | 04/02/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02964 | 03/16/2021 | Claimant(s): Michael Capobianco Claimant Lawyers(s): John A. Mangones Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA |