| 11-03461 | 08/14/2013 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 12-01246 | 08/14/2013 | Claimant(s): Michael French
Claimant Lawyers(s): John L. Franco
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Eric D. Jones
Arbitrator(s): Louis H. Miron, Albert J. Cirone, Patrick W. McKeon
Hearing Site: Montpelier, VT
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| 13-00840 | 08/12/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Richard Catanese
Respondent Lawyers(s): Richard Catanese
Arbitrator(s): Daniel J. McCarthy
Hearing Site: Philadelphia, PA
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| 12-00030 | 08/08/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Geremy Anderson
Respondent Lawyers(s): Geremy R. Anderson
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
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| 12-01577 | 08/06/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Darwin Campoverde
Respondent Lawyers(s): Darwin Douglas Campoverde
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
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| 12-00862 | 07/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Todd Leonhardt
Respondent Lawyers(s): Dennis J. Smith
Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd
Hearing Site: Newark, NJ
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| 12-03830 | 07/26/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Rudi Buetterich
Respondent Lawyers(s): Rudi Orlando Buetterich
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Wilmington, DE
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| 12-03995 | 07/26/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn Lamar
Respondent(s): Danny Yarnell
Respondent Lawyers(s): Danny Leroy Yarnell
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
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| 13-00772 | 07/24/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David W. Robinson
Respondent(s): Elissa Ward, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer A. Ermilio, Julia Green Sewruk
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
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| 12-01091 | 07/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Joseph Perticone
Respondent Lawyers(s): Stephen Seeger
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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