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FINRA Awards for Wells Fargo Advisors

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Displaying 311-320 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0087509/11/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Haugen
Respondent Lawyers(s): James Haugen
Arbitrator(s): Benjamin L. Abramowitz
Hearing Site: Jacksonville, FL
12-0158709/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitch Albert
Respondent(s): Christopher Allen
Respondent Lawyers(s): Christopher Michael Allen
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
13-0125909/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Matthew Tarrance
Respondent Lawyers(s): Matthew A. Tarrance
Arbitrator(s): George K. Beardsley
Hearing Site: Tampa, FL
13-0110409/09/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Freddy Medina
Respondent Lawyers(s): Freddy A. Medina
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
13-0137809/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Chadrick Kelly
Respondent Lawyers(s): Chadrick D. Kelly
Arbitrator(s): Raymond C. Kerr
Hearing Site: New Orleans, LA
12-0423308/21/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Edward Zerweck
Respondent Lawyers(s): Edward Herman Zerweck
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
12-0430108/20/2013Claimant(s): Franklin Miller
Claimant Lawyers(s): Peter Brown Dolan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Doris V. Knotter, Terry D. Anderson, Randy R. Maher
Hearing Site: San Diego, CA
13-0006908/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Ali Qureshi
Respondent Lawyers(s): Ali Kamran Qureshi
Arbitrator(s): Henry G. Plaster
Hearing Site: Washington, DC
13-0075708/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Christopher Bouyear
Respondent Lawyers(s): Christopher Bouyear
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
12-0375808/15/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): M. Will
Respondent Lawyers(s): William A. Settina
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH

571 Results

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