Potomac Analytics' Logo

FINRA Awards for Wells Fargo Advisors

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 281-290 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0345301/02/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): David Dunavant
Respondent Lawyers(s): David Robert Dunavant
Arbitrator(s): Eric Spencer Buchanan, Leslie T. Hanna, Jeff Mueller
Hearing Site: Memphis, TN
10-0429612/23/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bryan Clark
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): Elizabeth Anne Moreno
Hearing Site: Los Angeles, CA
13-0205012/17/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Eric Dishner
Respondent Lawyers(s): Eric Martin Dishner
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
13-0151112/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Smillie
Respondent Lawyers(s): James Edward Smillie
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
13-0217212/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Mark McNew
Respondent Lawyers(s): Mark McNew
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
12-0391012/03/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): David Kraft
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
12-0193711/29/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brian Matz
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): Mark S. Priver, Edward Banian, Richard M. Norman
Hearing Site: Los Angeles, CA
12-0417011/29/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Jeffery Thomas
Respondent Lawyers(s): Jeffery Dwayne Thomas
Arbitrator(s): Alex H. Keller
Hearing Site: Charleston, WV
12-0091011/25/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): James Lewis
Respondent Lawyers(s): Peter A. Cantwell
Arbitrator(s): Herb Schwartz, Mary Margaret Bush, Douglas J. Pavese
Hearing Site: Reno, NV
13-0189811/22/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Paul Schultz
Respondent Lawyers(s): Paul Scott Schultz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI

571 Results

Display: