24-00252 | 04/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): James Czerniak Respondent Lawyers(s): James Allen Czerniak Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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23-01998 | 11/09/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Marlon Scott Respondent Lawyers(s): Marlon Keith Scott Arbitrator(s): Heather Gaile Layton Hearing Site: Houston, TX
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23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK
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23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Todd Barden Respondent Lawyers(s): Todd J Barden Arbitrator(s): Raymond P. Buschmann Hearing Site: Milwaukee, WI
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20-02339 | 01/17/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Damian Baird Respondent Lawyers(s): Damian Mark Baird Arbitrator(s): Alan Kenneth Scheff, Mark A. Sipper, Joseph Maron Hanna Hearing Site: Buffalo, NY
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22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Nelson Respondent Lawyers(s): John W. Nelson Arbitrator(s): Jeffry M. Bauer Hearing Site: Cleveland, OH
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18-04155 | 11/10/2021 | Claimant(s): Jason Klein Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Olga Hejl Respondent Lawyers(s): Salvatore W. Pirrotta Arbitrator(s): Edward M. Olson, Raymond J. Sterling, Ethan Ray Hearing Site: Detroit, MI
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20-03558 | 06/10/2021 | Claimant(s): Lincoln Financial Securities Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Jason Fekete Respondent Lawyers(s): Jason M. Fekete Arbitrator(s): C Gregory Ellison, Gregory Hunter Mathews, Geoffrey A. Drucker Hearing Site: Norfolk, VA
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19-00173 | 01/02/2020 | Claimant(s): Kathy Colby Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Dominion Investor Services. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
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18-02508 | 11/26/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): William Despard Respondent Lawyers(s): William Roy Despard Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
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