| 19-02735 | 06/30/2020 | Claimant(s): Aaron Sevigny
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): United Planners' Financial Services of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 19-03294 | 04/07/2020 | Claimant(s): Robert Warther
Claimant Lawyers(s): James P. Galvin
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL
| | |
| 18-03577 | 08/05/2019 | Claimant(s): Robert Cannella
Claimant Lawyers(s): John D. Stewart
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 16-01223 | 01/04/2019 | Claimant(s): Ivan Gefen
Claimant Lawyers(s): Paul R. Dehmel
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael A. Levin, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 17-02171 | 09/27/2018 | Claimant(s): Evan Anish
Claimant Lawyers(s): Evan Sean Anish
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Gregory L. Smith
Arbitrator(s): Tina Scott Polsky, Sydney E. Blum, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 17-00252 | 06/23/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 16-03206 | 03/29/2017 | Claimant(s): SII Investments.
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Chad Barancyk
Respondent Lawyers(s): Chad Ryan Barancyk
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 15-00052 | 10/22/2015 | Claimant(s): Adam Vore
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): Incapital LLC
Respondent Lawyers(s): Amy G. Doehring
Arbitrator(s): Bernard S. Carrey, Joel F. Martineau, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 14-00320 | 03/02/2015 | Claimant(s): Donald Bianco
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Liana Dobarganes
Respondent Lawyers(s): Dennis Fano
Arbitrator(s): Jack Stein, Alice J. Johnson, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
