Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01374 | 04/15/2021 | Claimant(s): Louis Rusinowitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Harvey Barrison Hearing Site: New York, NY | ||
| 20-02467 | 04/15/2021 | Claimant(s): Martin Shafiroff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Thomas E. Hommel Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-02545 | 04/14/2021 | Claimant(s): John Caroli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 20-03062 | 04/14/2021 | Claimant(s): Robert Ferrari Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 20-01930 | 04/13/2021 | Claimant(s): Ricky Higgins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): ProEquities. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Patricia Ann Tracey Hearing Site: Columbia, SC | ||
| 20-02354 | 04/13/2021 | Claimant(s): Anthony Bonanno Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities. Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 20-02560 | 04/13/2021 | Claimant(s): E. Marsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey Axelrad Hearing Site: Washington, DC | ||
| 20-02724 | 04/13/2021 | Claimant(s): Mark Byelich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-02923 | 04/12/2021 | Claimant(s): Peter Vanflein Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): John J. Fitzpatrick Hearing Site: Anchorage, AK | ||
| 20-02462 | 04/09/2021 | Claimant(s): Ahmiel Baum Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Jeffrey S. Margolin Arbitrator(s): Richard W. Dissen Hearing Site: Pittsburgh, PA |