Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02977 | 07/16/2021 | Claimant(s): Joseph Silvestri Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03029 | 07/16/2021 | Claimant(s): Troy Chesnut Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-03003 | 07/14/2021 | Claimant(s): Christopher McGee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-02684 | 07/09/2021 | Claimant(s): Charles Lawless Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mesirow Financial. Respondent Lawyers(s): Jeffrey Levine Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL | ||
| 20-02720 | 07/08/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-02681 | 07/07/2021 | Claimant(s): Russell McLean Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): David William Hickman Hearing Site: Portland, OR | ||
| 20-04111 | 07/07/2021 | Claimant(s): Jason Kurchner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Stephanie Palimino Arbitrator(s): Kathleen Hoey Gorr Hearing Site: Albany, NY | ||
| 21-00039 | 07/07/2021 | Claimant(s): Richard Swider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Casey Dougherty, CCO Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 20-02741 | 07/06/2021 | Claimant(s): Richard Iannacone Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 20-02996 | 07/06/2021 | Claimant(s): Daniel Steichen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN |