16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group. Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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17-00172 | 09/05/2017 | Claimant(s): Thomas Lindia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
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16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan Arbitrator(s): Bernard F. Vail Hearing Site: Boise, ID
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16-03138 | 08/29/2017 | Claimant(s): Derek Copeland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Lisa Bass Morris Hearing Site: Charlotte, NC
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16-03259 | 08/29/2017 | Claimant(s): Paul Stawinski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
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16-03159 | 08/25/2017 | Claimant(s): Jeffrey Thoele Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities. Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
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16-03096 | 08/22/2017 | Claimant(s): Stephen Dellelo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities, Next Financial Group. Respondent Lawyers(s): Eunice Jordan, John T. Unger Arbitrator(s): Colette Manoil Hearing Site: Boston, MA
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17-00436 | 08/22/2017 | Claimant(s): Adam Greenstein Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Kristin Wynne Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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16-03217 | 08/21/2017 | Claimant(s): Peter Zubizarreta Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kurt T. Kalberer II. Arbitrator(s): Steven R. Reininger Hearing Site: Miami, FL
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17-00117 | 08/18/2017 | Claimant(s): Dean Williamson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Dickinson & Co. Respondent Lawyers(s): Nancy Van Hauen Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
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