Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03006 | 10/06/2017 | Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, Investors Capital Corp. Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr Arbitrator(s): Donald Dreyfus Hearing Site: Albuquerque, NM | ||
| 17-00402 | 10/02/2017 | Claimant(s): Andrew Rieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Chan Nam, David I. Hantman Arbitrator(s): Olivia Milbank Farrar Hearing Site: Washington, DC | ||
| 17-00550 | 09/29/2017 | Claimant(s): Mark Graham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 17-00207 | 09/28/2017 | Claimant(s): Bradley Burton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): Olivia Milbank Farrar Hearing Site: Washington, DC | ||
| 16-03667 | 09/27/2017 | Claimant(s): Laimutis Prascus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Midamerica Financial Services. Respondent Lawyers(s): Bruce Deemer Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD | ||
| 17-00319 | 09/21/2017 | Claimant(s): Mark Gierl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 17-00446 | 09/14/2017 | Claimant(s): Theodore Waters Iii Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William J. Hirsch Hearing Site: Baltimore, MD | ||
| 17-00309 | 09/12/2017 | Claimant(s): Chad Staskall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Dean J. Dietrich Hearing Site: Portland, OR | ||
| 16-03126 | 09/08/2017 | Claimant(s): David Boike Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Vestax Securities Corporation Respondent Lawyers(s): David Smitham Arbitrator(s): Gail K. Barski-McCracken Hearing Site: Detroit, MI | ||
| 17-00293 | 09/08/2017 | Claimant(s): Michelle Peng Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA |