Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00276 | 10/02/2018 | Claimant(s): Michael Sangirardi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 18-00435 | 10/02/2018 | Claimant(s): Jeffrey Speicher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Rody P. Biggert Hearing Site: Denver, CO | ||
| 18-01067 | 10/01/2018 | Claimant(s): Rushdi Zalatimo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Pamela H. Roderick Hearing Site: New York, NY | ||
| 18-00123 | 09/28/2018 | Claimant(s): Gregory Hester Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas A. Martin Hearing Site: Oklahoma City, OK | ||
| 18-00938 | 09/28/2018 | Claimant(s): William Warner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 18-00398 | 09/27/2018 | Claimant(s): Young Chung Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA | ||
| 18-01253 | 09/27/2018 | Claimant(s): Timothy Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network Respondent Lawyers(s): Ronald T. Klimas Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 18-00718 | 09/26/2018 | Claimant(s): Christopher Mette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 17-03445 | 09/24/2018 | Claimant(s): Thomas Sandkamp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 18-00781 | 09/20/2018 | Claimant(s): Don Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |