Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00194 | 12/10/2018 | Claimant(s): Garland Homes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Stuart K. Furman Hearing Site: Raleigh, NC | ||
| 18-00857 | 12/10/2018 | Claimant(s): Mary Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Esq. Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 18-00178 | 12/07/2018 | Claimant(s): Mary Mullin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 18-00139 | 12/06/2018 | Claimant(s): Keith Seibert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 18-00815 | 12/04/2018 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): A. Rene Hollyer Hearing Site: New York, NY | ||
| 18-00170 | 12/03/2018 | Claimant(s): Gregory Chebuske Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Respondent Lawyers(s): Eunice C. Jordan Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 18-00670 | 12/03/2018 | Claimant(s): Richard Happle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 18-00292 | 11/29/2018 | Claimant(s): Damany Henry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Legal Department or Compliance Officer Arbitrator(s): Susan C. Lushing Hearing Site: New York, NY | ||
| 18-01162 | 11/29/2018 | Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Laurel Littman Gothelf Hearing Site: Albuquerque, NM | ||
| 18-00933 | 11/28/2018 | Claimant(s): William Byron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC |