| 19-02825 | 06/10/2020 | Claimant(s): Derek Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
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| 19-03390 | 05/11/2020 | Claimant(s): Nicholas Hickly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
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| 19-02801 | 05/08/2020 | Claimant(s): Derek Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
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| 19-03184 | 05/01/2020 | Claimant(s): David Winchell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Las Vegas, NV
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| 19-02715 | 03/27/2020 | Claimant(s): Paul Kuhn
Claimant Lawyers(s): Paul D Kuhn
Respondent(s): Jimmy Epley
Respondent Lawyers(s): Ryan D. Harvey
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Las Vegas, NV
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| 19-03415 | 02/20/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jason Allen
Respondent Lawyers(s): Jason Michael Allen
Arbitrator(s): Elliott Finkel
Hearing Site: Las Vegas, NV
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| 18-04369 | 11/07/2019 | Claimant(s): Robert Disman
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
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| 18-04050 | 05/24/2019 | Claimant(s): Robert Disman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
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| 17-02142 | 04/03/2019 | Claimant(s): Richard Bellinfante
Claimant Lawyers(s): Richard Bellinfante
Respondent(s): Joseph Mangiapane, Kevin Lee, Kristopher Kessler, Richard Onesto, Newport Coast Securities.
Respondent Lawyers(s): Anthony DeMint, Joseph Mangiapane, Julie E. Kamps, Kevin Chong Lee
Arbitrator(s): Ronald L. Cameron
Hearing Site: Las Vegas, NV
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| 18-02363 | 02/13/2019 | Claimant(s): Michael Casey
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Anthony D. DeToro, Philip H. Marmurowski, Paul E. Dahlman
Hearing Site: Las Vegas, NV
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