| 14-01737 | 06/22/2015 | Claimant(s): Selena Persad
Claimant Lawyers(s): Andrew St. Laurent
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Jill I. Gross, Stephen J. Patti, Mitchell Regenbogen
Hearing Site: New York, NY
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| 12-02491 | 05/08/2015 | Claimant(s): George Carlo, Luis Sepulveda
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Barry Cassese, Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz
Arbitrator(s): Mitchell Jay Bayer, John J. Vesey, Howard A. Baker
Hearing Site: New York, NY
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| 12-01916 | 03/20/2015 | Claimant(s): Barry Cassese
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire
Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman
Hearing Site: New York, NY
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| 13-00201 | 08/19/2013 | Claimant(s): James Anderson
Claimant Lawyers(s): James Norris Anderson
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
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| 11-01297 | 12/08/2011 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Craig A. Vollono
Respondent(s): Jack Forlenza
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
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| 11-01024 | 09/01/2011 | Claimant(s): Garden State Securities.
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Anthony Sparber
Respondent Lawyers(s): Anthony M. Sparber
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
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| 10-02985 | 03/29/2011 | Claimant(s): Mathias Hawkins
Claimant Lawyers(s): Mathias John Hawkins
Respondent(s): Toussaint Capital Partners
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Eva H. Posman, Jonathan R. Morris, Marianne C. Hussey
Hearing Site: New York, NY
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| 07-02690 | 10/24/2008 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): George Brunelle
Respondent(s): First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams
Hearing Site: Newark, NJ
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