FINRA Awards for Lincoln Financial Advisors Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 30 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02984	09/20/2024	Claimant(s): Brian Horn Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
23-02962	06/14/2024	Claimant(s): Michael McFeeley Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E Ramirez Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD
23-02948	05/29/2024	Claimant(s): Vincent Catalano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Louis P. Wagman Hearing Site: Wilmington, DE
22-02044	07/27/2023	Claimant(s): Matthew Roberson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
22-02695	06/09/2023	Claimant(s): Samuel Clark Claimant Lawyers(s): Stephan Louviere Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
22-02308	03/29/2023	Claimant(s): James Davenport Claimant Lawyers(s): Stephan Louviere Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
22-01323	09/26/2022	Claimant(s): Lincoln Financial Advisors Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Nelson Respondent Lawyers(s): John W. Nelson Arbitrator(s): Jeffry M. Bauer Hearing Site: Cleveland, OH
21-02828	07/27/2022	Claimant(s): Eric Schmidt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
20-02792	06/15/2021	Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
20-01845	05/19/2021	Claimant(s): Edward Blacka Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): John James McGovern Hearing Site: Pittsburgh, PA