FINRA Awards for Joel M. Everest

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Displaying 21-29 out of 29 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03036	02/26/2019	Claimant(s): William Isaacson Claimant Lawyers(s): Harris Freedman Respondent(s): Independent Financial Group., Quick & Reilly. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
18-02813	02/20/2019	Claimant(s): Dean Paugh Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Harvey R. Linder Hearing Site: Birmingham, AL
18-02665	02/06/2019	Claimant(s): James Shawver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Monroe Mitchel Hearing Site: Boca Raton, FL
18-00414	01/18/2019	Claimant(s): Michael Halperin Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL
18-02867	01/15/2019	Claimant(s): James Salem Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
17-02414	03/02/2018	Claimant(s): Barry Rubin Claimant Lawyers(s): John Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
16-02206	01/30/2017	Claimant(s): Susan Moore Claimant Lawyers(s): Joel M. Everest Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Neil Harvey Smith Hearing Site: Birmingham, AL
14-00150	08/18/2016	Claimant(s): David Vallieres Claimant Lawyers(s): Robert J. Pearl Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky Hearing Site: Boca Raton, FL
13-03509	08/12/2015	Claimant(s): Ruben Gardner Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Diana A. Weiner, Jacquelyn M. Shannon, Eric Zimmer Hearing Site: Tampa, FL