| 18-00493 | 09/27/2018 | Claimant(s): Christopher Lazos
Claimant Lawyers(s): Jonathan C. Uretsky
Respondent(s): Oppenheimer & Co.., Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel, John T. McGuire
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
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| 15-01711 | 08/24/2016 | Claimant(s): Mark Wang
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
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| 15-01344 | 06/30/2016 | Claimant(s): Richard Alter, William Assatly
Claimant Lawyers(s): Richard S. Alter
Respondent(s): Fabrizio Lentini, Gurterath Buttar, Mercator Associates
Respondent Lawyers(s): Fabrizio D. Lentini, Gurterath Manni Singh Buttar, Manni Buttar
Arbitrator(s): Judith C. Zerden, Ira S. Cure, Harris L. Berenholz
Hearing Site: New York, NY
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| 14-00409 | 03/03/2016 | Claimant(s): Jacob Alpert
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Anthony Loman, Bernard Beal
Arbitrator(s): Ira S. Cure, Donald Raymond McNally, Adelfa Ann Lugo
Hearing Site: New York, NY
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| 14-02794 | 06/02/2015 | Claimant(s): Salomon Whitney LLC
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Jesus Bravo
Respondent Lawyers(s): Jesus Manuel Bravo
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
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| 14-02542 | 03/26/2015 | Claimant(s): Alexis Herzberg
Claimant Lawyers(s): Alisa Fermaglich
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Peter J. Dugan
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
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| 12-02208 | 02/12/2013 | Claimant(s): Faisal Khan, Georgios Michos
Claimant Lawyers(s): Jack Delaney
Respondent(s): Philip Potter, Ralph Daiuto, Dimension Brokerage, Dimension Securities
Respondent Lawyers(s): Timothy A. Valliere
Arbitrator(s): Richard W. Vallario, Ira S. Cure, Steven Gary Leventhal
Hearing Site: New York, NY
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| 11-02261 | 08/23/2012 | Claimant(s): Alan Jacobson, Richard Schwartz
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Peter M. Pfau, Terrance J. Nolan, Ira S. Cure
Hearing Site: New York, NY
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| 11-00831 | 04/27/2012 | Claimant(s): Jon Huerta
Claimant Lawyers(s): Johnathan Sack
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Hema Chatlani
Arbitrator(s): John B. Myers, Linda Ashley, Ira S. Cure
Hearing Site: New York, NY
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| 05-05681 | 08/28/2007 | Claimant(s): Granite Associates
Claimant Lawyers(s): Catania Facher
Respondent(s): James Flower, Michael Resciniti, Richard Coleman, Thomas Tedeschi, Wayne Ford
Respondent Lawyers(s): Brett D. Zinner, Brian J. Neville
Arbitrator(s): Cecilia B. Loving, Ira S. Cure, Anthony Charles Ginetto
Hearing Site: New York, NY
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