| 22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
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| 21-02630 | 08/04/2022 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): James Kirschner
Respondent Lawyers(s): James Gordon Kirschner
Arbitrator(s): Mitchel Weiss, Gerald Thomas Harper, Bethany D. Mathewson
Hearing Site: Jacksonville, FL
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| 20-03020 | 09/17/2021 | Claimant(s): James Clemensen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Cliftonlarsonallen Wealth Advisors
Respondent Lawyers(s): Brian J. Buffie
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
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| 20-00465 | 10/13/2020 | Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
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| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL
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| 16-03624 | 03/19/2018 | Claimant(s): Travis Barnes, Barnes Benefit Consultants, Barnes Capital Advisors, Barnes Holdings.
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Miron Allen, Allen Mooney & Barnes Brokerage Services, Allen Mooney & Barnes Client Services, Allen Mooney & Barnes Investment Advisor
Respondent Lawyers(s): Peter N. Farley
Arbitrator(s): Roger W. Van Deusen, Gerald Thomas Harper, Daniel Patrick Gimmy
Hearing Site: Jacksonville, FL
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| 17-01866 | 01/29/2018 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
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| 10-01586 | 01/29/2013 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Patricia Gleason
Respondent Lawyers(s): Patricia A. Gleason
Arbitrator(s): Cindy L. Anderson, Gerald Thomas Harper, Raymond E. Cornelius
Hearing Site: Jacksonville, FL
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