Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00860 | 10/17/2019 | Claimant(s): William Sloan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Intercarolina Financial Services. Respondent Lawyers(s): Joseph E. Navolanic Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00345 | 09/18/2019 | Claimant(s): Stephanie Abee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services, Llc, Transamerica Financial Advisors Respondent Lawyers(s): David J. Lehr, Susan D. Duff Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC | ||
| 18-03423 | 06/07/2019 | Claimant(s): Kenneth Nelson Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Richard James Igou Hearing Site: Raleigh, NC | ||
| 18-04229 | 05/08/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jessica Klein Respondent(s): Brandon Lokits Respondent Lawyers(s): Brandon Todd Lokits Arbitrator(s): Langfred W. White Hearing Site: Raleigh, NC | ||
| 17-03307 | 02/26/2019 | Claimant(s): Glenn Capel Claimant Lawyers(s): Linda D. Friedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Langfred W. White, Karen A. West, David Josephsohn Hearing Site: Raleigh, NC | ||
| 18-02977 | 02/25/2019 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Bryce Shelman Respondent(s): Gary Strange Respondent Lawyers(s): Gary Michael Strange Arbitrator(s): Edith N. Dinneen Hearing Site: Raleigh, NC | ||
| 18-01950 | 12/27/2018 | Claimant(s): Manish Mehta Claimant Lawyers(s): Debra A Jenks Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle Simms Arbitrator(s): Michael E. Weddington Hearing Site: Raleigh, NC | ||
| 18-00194 | 12/10/2018 | Claimant(s): Garland Homes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Stuart K. Furman Hearing Site: Raleigh, NC | ||
| 18-00290 | 08/14/2018 | Claimant(s): Kenneth Hill Claimant Lawyers(s): Eric Litow Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Leonard E. Benade Hearing Site: Raleigh, NC | ||
| 17-03370 | 07/05/2018 | Claimant(s): Richard Fisher Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Edward Jones Respondent Lawyers(s): Joseph D'Elia Arbitrator(s): Jack A. Helms Hearing Site: Raleigh, NC |