| 21-00240 | 05/08/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Kimberly Barry
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart
Hearing Site: Atlanta, GA
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| 18-04169 | 08/02/2019 | Claimant(s): Alfred Dingler
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Himco Distribution Services Company
Respondent Lawyers(s): Brenda J. Page
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 17-02468 | 05/16/2018 | Claimant(s): Erik Weir
Claimant Lawyers(s): Armin Sarabi
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Harry G. Mason
Hearing Site: Columbia, SC
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| 16-03434 | 05/24/2017 | Claimant(s): Garry Bridgeman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 13-02709 | 03/03/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA
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| 12-03380 | 11/25/2014 | Claimant(s): Brendan Lavelle
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Harry G. Mason, Anthony J. Carpinello, Alfred G. Feliu
Hearing Site: New York, NY
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| 10-01216 | 07/19/2012 | Claimant(s): Linda Eydt
Claimant Lawyers(s): James C. Cifelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Michael J. Ahlstrom, Joyce F. Glucksman, Harry G. Mason
Hearing Site: Atlanta, GA
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