Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02951 | 05/13/2024 | Claimant(s): Stephen Soper Claimant Lawyers(s): Joseph P. Allgor Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Thomas M. Madden Hearing Site: Albany, NY | ||
| 22-02428 | 12/27/2023 | Claimant(s): Matthew Smith Claimant Lawyers(s): Jonathan S. McCardle Respondent(s): George McAvoy, Securities America., Richard Tomisman, William Selig, CP Capital Management Respondent Lawyers(s): Gregory M. Curley, Justin A. Heller Arbitrator(s): Martin John Satalin, Stuart Eliot Finer Hearing Site: Albany, NY | ||
| 23-01435 | 12/12/2023 | Claimant(s): Jeffrey Hill Claimant Lawyers(s): Robert Jay Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): John J. Mager Hearing Site: Albany, NY | ||
| 22-01843 | 03/01/2023 | Claimant(s): Todd Slingerland Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard, Rochelle Mayfield Arbitrator(s): Steven R. Rolnick Hearing Site: Albany, NY | ||
| 22-01397 | 12/29/2022 | Claimant(s): Lawrence Natale Claimant Lawyers(s): Robert J. Moses Respondent(s): Purshe Kaplan Sterling Investments. Respondent Lawyers(s): David M. Purcell Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY | ||
| 22-00838 | 09/20/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E. Dennis Respondent(s): Ross Fabregas Respondent Lawyers(s): Ross Ramon Fabregas Arbitrator(s): Robert Titus Hearing Site: Albany, NY | ||
| 21-01644 | 03/30/2022 | Claimant(s): Jason Kurchner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily Hayes Arbitrator(s): Ted M. Rosen Hearing Site: Albany, NY | ||
| 21-01907 | 02/23/2022 | Claimant(s): James Boyer Claimant Lawyers(s): Stephan Louviere Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Andrew P. Karamouzis Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY | ||
| 21-01055 | 01/19/2022 | Claimant(s): Adam Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Alice E. Winkler Hearing Site: Albany, NY | ||
| 20-03890 | 12/22/2021 | Claimant(s): Shawn Maloney Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Josian Antoine Hearing Site: Albany, NY |