| 12-00511 | 04/16/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Paul Renard
Respondent Lawyers(s): Steve Ferris
Arbitrator(s): G. Gale Roberson, Donald V. Anderson, Donald E. Sorensen
Hearing Site: Milwaukee, WI
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| 11-02190 | 03/13/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roach
Respondent(s): Peter Skoufis
Respondent Lawyers(s): Michael H. Schaalman
Arbitrator(s): Donald W. McKenzie
Hearing Site: Milwaukee, WI
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| 12-02566 | 01/20/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Matthew Buck
Respondent Lawyers(s): Matthew John Buck
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
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| 11-00634 | 04/16/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Sheetal Parikh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fredric R. Dichter
Hearing Site: Milwaukee, WI
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| 10-04796 | 09/19/2011 | Claimant(s): Richard Wade
Claimant Lawyers(s): Charles R. Stone
Respondent(s): W&S Brokerage Services.
Respondent Lawyers(s): Daniel S. Jones
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
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| 10-02517 | 07/08/2011 | Claimant(s): Robert Petrowski
Claimant Lawyers(s): Ian A.J. Pitz
Respondent(s): Amanda Gausewitz, Jon Goldstein, Kyle Kerkenbush
Respondent Lawyers(s): Richard M. Burnham
Arbitrator(s): Leonard G. Leverson, David J. Hase, James Richard Carlson
Hearing Site: Milwaukee, WI
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| 10-04211 | 06/27/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Terri Evans
Respondent Lawyers(s): Terri Jo Evans
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
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| 10-02161 | 06/10/2011 | Claimant(s): KCD Financial.
Claimant Lawyers(s): T. Wickham Schmidt
Respondent(s): James Hintz, Steven Salzman, American Beacon Partners.
Respondent Lawyers(s): Michael C. Barrows, Peter B. Shaeffer
Arbitrator(s): David J. Hase, Howard N. Rubin, Michael Davin Fischer
Hearing Site: Milwaukee, WI
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| 10-01943 | 04/13/2011 | Claimant(s): David Lehrer
Claimant Lawyers(s): David Lehrer
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Brooke D. Anthony
Arbitrator(s): Terry F. Peppard, Susan H. Schleisner, Gary L. Grolle
Hearing Site: Milwaukee, WI
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| 10-04702 | 04/11/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Sonnichsen
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Herbert H. Neuer
Hearing Site: Milwaukee, WI
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