Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02528 | 12/11/2020 | Claimant(s): Manohar Khatri Claimant Lawyers(s): Dana Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jonathan B. Gilbert Hearing Site: Milwaukee, WI | ||
| 20-01094 | 11/18/2020 | Claimant(s): Eric Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01638 | 11/17/2020 | Claimant(s): Douglas Bray Claimant Lawyers(s): Thomas J. Cahill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 19-01623 | 04/24/2020 | Claimant(s): Eric Raether Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI | ||
| 19-02297 | 03/30/2020 | Claimant(s): Michael Kramer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 19-02031 | 03/17/2020 | Claimant(s): Kurt Zipp Claimant Lawyers(s): Kurt W. Zipp Respondent(s): Waddell & Reed Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Carl E. Ver Beek Hearing Site: Milwaukee, WI | ||
| 19-02873 | 02/10/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): John B. Clark Respondent(s): David Moxom Respondent Lawyers(s): David Alan Moxom Arbitrator(s): Mark A. Frankel Hearing Site: Milwaukee, WI | ||
| 18-02012 | 12/05/2019 | Claimant(s): Mark Pent Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): P J Boylan, Stuart S. Mukamal, Bryan K. Nestor Hearing Site: Milwaukee, WI |