Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02813 | 08/15/2022 | Claimant(s): Shawn Longley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 20-03005 | 10/13/2021 | Claimant(s): Andrew Burish Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 21-00452 | 10/08/2021 | Claimant(s): Darren Port Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 20-02000 | 07/22/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 21-00039 | 07/07/2021 | Claimant(s): Richard Swider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Casey Dougherty, CCO Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 20-02644 | 05/28/2021 | Claimant(s): Zachary Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 20-01997 | 04/10/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Meeusen Hearing Site: Milwaukee, WI | ||
| 20-01735 | 01/26/2021 | Claimant(s): John Lynch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-01336 | 12/18/2020 | Claimant(s): Kassie Soulek Claimant Lawyers(s): Brian Luther Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-01141 | 12/11/2020 | Claimant(s): Steven Hooyman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Baker Tilly Capital Respondent Lawyers(s): Matthew C. Boba Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI |