| 08-02896 | 06/21/2010 | Claimant(s): John Arnold, Michael Johnston, Michael Mittman
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Mark A. Levy, Bruce A. Davidson, Robert B. Hansohn
Hearing Site: Los Angeles, CA
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| 09-00116 | 06/14/2010 | Claimant(s): Richard Sampson
Claimant Lawyers(s): James A. Shalvoy
Respondent(s): Capmark Securities Inc.
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Victoria E. Johnson, Grace L. Heyne, Steven A. Wawra
Hearing Site: Los Angeles, CA
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| 09-03808 | 05/26/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jacob Ewart
Respondent(s): Kevin Salk
Respondent Lawyers(s): Kevin Craig Salk
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA
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| 07-02734 | 04/30/2010 | Claimant(s): Jamila Arapovic
Claimant Lawyers(s): Jamila Arapovic
Respondent(s): Wells Fargo Investments, Wells Fargo, N.A.
Respondent Lawyers(s): Dena Narbaitz
Arbitrator(s): Michael G. Clark, James P. Murphy, Cathleen M. Cobb
Hearing Site: Los Angeles, CA
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| 09-02142 | 04/30/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Larry Schnaid
Respondent Lawyers(s): Aviv L. Tuchman
Arbitrator(s): Salvatore A. Sciortino
Hearing Site: Los Angeles, CA
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| 09-04680 | 04/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell Albert
Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase
Respondent Lawyers(s): Mitchell Albert, Roland Hansalik
Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter
Hearing Site: Los Angeles, CA
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| 08-02931 | 04/27/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Rumy Lopez
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): David Maurer, Carol Jeanne Medof, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
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| 09-04620 | 04/22/2010 | Claimant(s): Peter Schiff, Euro Pacific Capital.
Claimant Lawyers(s): Debra L. Fischer
Respondent(s): Charles Hanlon
Respondent Lawyers(s): Charles Patrick Hanlon
Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw
Hearing Site: Los Angeles, CA
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| 09-00593 | 04/09/2010 | Claimant(s): Lois Lovins
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Elizabeth A. Copley, Glen W. Hanne, Alfred S. Samulon
Hearing Site: Los Angeles, CA
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| 09-06009 | 04/08/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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