Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03097 | 01/25/2013 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott E. Rahn Respondent(s): Alyse Pinto, Ron Pinto Respondent Lawyers(s): Ron Pinto Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | Expungement | |
| 09-06899 | 01/07/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Timothy N. Will Respondent(s): Iman Dauod Respondent Lawyers(s): Iman Dauod Arbitrator(s): Suzanne Viau Chamberlain Hearing Site: Los Angeles, CA | ||
| 12-01643 | 12/19/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Angelina E. Chew Respondent(s): Geoffrey Ortiz Respondent Lawyers(s): Paul N. Phillips Arbitrator(s): Annette Gres Shepherd Hearing Site: Los Angeles, CA | ||
| 12-00936 | 11/29/2012 | Claimant(s): Fariba Madison Claimant Lawyers(s): Steve A. Buchwalter Respondent(s): Rita Kennann Respondent Lawyers(s): Arline P. Vezina Arbitrator(s): A. Joel Klein, Joyce L. Hurley, Karen A. Lockwood Hearing Site: Los Angeles, CA | Expungement | |
| 10-05484 | 11/28/2012 | Claimant(s): Morgan Stanley, Morgan Stanley & Co. Claimant Lawyers(s): Timothy N. Will Respondent(s): Brittney Seeliger Respondent Lawyers(s): Brittney Rae Seeliger Arbitrator(s): Mark S. Priver Hearing Site: Los Angeles, CA | ||
| 11-04711 | 11/16/2012 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Steven Lyga Respondent Lawyers(s): Steven Andrew Lyga Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | ||
| 12-00350 | 11/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Alvern Vom Steeg Respondent Lawyers(s): Alvern Henry Vom Steeg Arbitrator(s): Thanayi J. Lindsey Hearing Site: Los Angeles, CA | ||
| 12-00775 | 11/07/2012 | Claimant(s): Alireza Shayan Claimant Lawyers(s): Alireza Shayan Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Richard B. Davis Arbitrator(s): Thanayi J. Lindsey Hearing Site: Los Angeles, CA | ||
| 10-02107 | 11/06/2012 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Zamir Siddiqi Respondent Lawyers(s): Richard D. Burstein Arbitrator(s): Robert J. Ruben, Anita Rae Shapiro, Stephen Gary Holmes Hearing Site: Los Angeles, CA | ||
| 11-03752 | 10/30/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David H. Smith Respondent(s): Michael Dicambio Respondent Lawyers(s): Michael DiCambio Arbitrator(s): Dennis A. Torres Hearing Site: Los Angeles, CA |