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FINRA Awards for Dennis A. Torres

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0375210/30/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David H. Smith
Respondent(s): Michael Dicambio
Respondent Lawyers(s): Michael DiCambio
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
11-0166312/14/2011Claimant(s): Mitchell Kauffman
Claimant Lawyers(s): Samuel E. Endicott
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
Expungement
08-0158403/19/2009Claimant(s): Donna Main
Claimant Lawyers(s): Donna Main
Respondent(s): Wachovia Securities, Gerald Morris
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
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