Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02979 | 04/02/2019 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Michelle Atlas Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 18-02423 | 03/28/2019 | Claimant(s): Albert Aizin Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Syndicated Capital. Respondent Lawyers(s): Katherine P. Lee Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 18-00719 | 03/22/2019 | Claimant(s): Peter Cunningham Claimant Lawyers(s): Michelle Atlas Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA | ||
| 18-02686 | 03/21/2019 | Claimant(s): Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 16-01710 | 03/15/2019 | Claimant(s): Seth Radow Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Susan B. Gans-Smith, Marc S. Joseph, Michael R. Diliberto Hearing Site: Los Angeles, CA | ||
| 18-03493 | 03/15/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Sait Saraci Respondent Lawyers(s): Sait Alex Saraci Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA | ||
| 18-02110 | 03/06/2019 | Claimant(s): Duncan Rolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): City National Securities. Respondent Lawyers(s): Stephen Young Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA | ||
| 18-02188 | 02/12/2019 | Claimant(s): Simon Holford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol Claimant Lawyers(s): Chad Weaver Respondent(s): Sagepoint Financial., National Planning Corporation Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA |