Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00810 | 02/25/2020 | Claimant(s): David Hunt Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA | ||
| 18-04362 | 02/11/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-00153 | 02/06/2020 | Claimant(s): Michael Tusing Claimant Lawyers(s): Harris M. Freedman Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Gideon Mark Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 19-01319 | 02/05/2020 | Claimant(s): Steven Moreno Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter Hearing Site: Los Angeles, CA | ||
| 19-01536 | 02/05/2020 | Claimant(s): Tiffany Wright Claimant Lawyers(s): Frances Menzer Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-01831 | 02/04/2020 | Claimant(s): Mark Lininger Claimant Lawyers(s): Harris Freedman Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 19-01458 | 01/30/2020 | Claimant(s): David Choi Claimant Lawyers(s): Harris Freeman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D, Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 16-02244 | 01/21/2020 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Justin McDonald Respondent Lawyers(s): Joshua A. Cohen Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA | ||
| 19-01112 | 12/26/2019 | Claimant(s): Allen Schreiber Claimant Lawyers(s): Harris M. Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 19-01677 | 12/18/2019 | Claimant(s): Alan Schryer Claimant Lawyers(s): Erica Harris Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Ellen S. Robbins Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA |