| 16-00688 | 03/26/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ghalib Kanji
Respondent Lawyers(s): Joseph M. Lovretovich
Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner
Hearing Site: Los Angeles, CA
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| 19-00422 | 03/26/2020 | Claimant(s): Solomon Campbell
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): James Row, Entoro Securities, Entoro Capital
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Mark A. Karpe, Milton N. Gross, George Herman Frisch
Hearing Site: Los Angeles, CA
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| 19-02046 | 03/26/2020 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 19-02191 | 03/16/2020 | Claimant(s): David Sipe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
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| 19-02400 | 03/16/2020 | Claimant(s): Timothy Metcalf
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beckman
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
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| 18-03148 | 03/13/2020 | Claimant(s): Kurtis Magee
Claimant Lawyers(s): Neda Ataie
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey E. Skogsbergh, Joseph C. Watson, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
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| 19-01720 | 03/13/2020 | Claimant(s): Matt Ward
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Robert H. Decker
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 19-02275 | 03/13/2020 | Claimant(s): David Sipe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 19-03529 | 03/06/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Todd Kleinfeld
Respondent Lawyers(s): Todd Jeffery Kleinfeld
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 19-02568 | 02/28/2020 | Claimant(s): Donald Crane
Claimant Lawyers(s): Chad E Weaver
Respondent(s): Cetera Advisor Networks Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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