Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02765 | 04/20/2021 | Claimant(s): Timothy Hassell Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Roth Capital Partners Respondent Lawyers(s): Richard Platt Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-02981 | 04/20/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 20-02771 | 04/16/2021 | Claimant(s): John Reilly Claimant Lawyers(s): Michelle Atlas Respondent(s): Westpark Capital. Respondent Lawyers(s): Julie E. Kamps Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-02580 | 04/15/2021 | Claimant(s): Kelly Kidwell Claimant Lawyers(s): Frances Menzer Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 19-03652 | 04/13/2021 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA | ||
| 20-02910 | 04/12/2021 | Claimant(s): Rodney Beary Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn Claimant Lawyers(s): Nathan Lamb Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 20-02739 | 03/29/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02578 | 03/19/2021 | Claimant(s): Daniel Bodemeijer Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA |