Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03122 | 05/27/2021 | Claimant(s): Calvin Halterman Claimant Lawyers(s): Tyson W. Kovash Respondent(s): LPL Financial LLC, Centaurus Financial. Respondent Lawyers(s): Bryan Gless, Kelsey Vasko Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-02090 | 05/20/2021 | Claimant(s): Kelley Slaught Claimant Lawyers(s): Audette Paul Morales Respondent(s): Centaurus Financial. Respondent Lawyers(s): Paul King Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02721 | 05/14/2021 | Claimant(s): Norman Robertson Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeffrey P. Palmer Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 19-03303 | 05/10/2021 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-00167 | 05/06/2021 | Claimant(s): Honey Badger Investment Securities Claimant Lawyers(s): Joseph J. Lee Respondent(s): Oak Ridge Financial Services Group. Respondent Lawyers(s): Philip T. Colton Arbitrator(s): Marc S. Joseph Hearing Site: Los Angeles, CA | ||
| 20-02917 | 05/05/2021 | Claimant(s): Kurt Jackson Claimant Lawyers(s): Frances Menzer Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-01984 | 04/23/2021 | Claimant(s): Jeff Jen Claimant Lawyers(s): Benjamin Winograd Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 20-02763 | 04/21/2021 | Claimant(s): Timothy Hassell Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Newport Coast Securities. Respondent Lawyers(s): Kevin Lee Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-02121 | 04/20/2021 | Claimant(s): Randall Long Claimant Lawyers(s): Benjamin Winograd Respondent(s): Integrated Resources Equity Corporation Respondent Lawyers(s): Gary Swiman Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA |