Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01448 | 01/19/2021 | Claimant(s): James Holt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN | ||
| 20-01336 | 12/18/2020 | Claimant(s): Kassie Soulek Claimant Lawyers(s): Brian Luther Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 19-03255 | 07/03/2020 | Claimant(s): John Piemonte Claimant Lawyers(s): Brian Sasan Hormozi Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 17-02177 | 04/08/2020 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Rajesh Gupta Respondent Lawyers(s): Aaron Maduff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-02847 | 02/11/2020 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sherri Weintrop Respondent Lawyers(s): Sherri Frank Weintrop Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO | ||
| 19-00029 | 10/25/2019 | Claimant(s): Jonathan Beukelman, Mark Geist Claimant Lawyers(s): Cheryl S. Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew F. Renna Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Omaha, NE | ||
| 18-03007 | 10/24/2019 | Claimant(s): William Blair & Company L.L.C. Claimant Lawyers(s): Gary I. Blackman Respondent(s): Ajay Thomas Respondent Lawyers(s): Clay Hartmann Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 18-04418 | 10/03/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Equitable Life Assurance Society Of Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-00146 | 09/09/2019 | Claimant(s): Michael Rhodes Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 18-04330 | 08/16/2019 | Claimant(s): Roy Strong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CFD Investments. Respondent Lawyers(s): Matthew Bahrenburg Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN |