Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00321 | 12/06/2023 | Claimant(s): Scott Baker Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO | ||
| 23-01318 | 11/29/2023 | Claimant(s): Michael Stewart Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): R. Samuel Gilley Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 23-00597 | 11/16/2023 | Claimant(s): Noah Doyle Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY | ||
| 23-00168 | 11/14/2023 | Claimant(s): Laura Casey Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): Howard Alan Grinsberg Hearing Site: Jersey City, NJ | ||
| 22-02895 | 11/02/2023 | Claimant(s): Richard Ehrlich Claimant Lawyers(s): Harris Freedman Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 23-00338 | 10/31/2023 | Claimant(s): Judson Potter Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 23-00732 | 10/30/2023 | Claimant(s): David Dietrich Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 22-02900 | 10/12/2023 | Claimant(s): Richard Ehrlich Claimant Lawyers(s): Harris Freedman Respondent(s): Park Avenue Securities LLC, Securian Financial Services. Respondent Lawyers(s): Kathryn Roe Eldridge, Lisa Stopfer Arbitrator(s): Martin A. Feigenbaum Hearing Site: Boca Raton, FL | ||
| 23-01305 | 10/03/2023 | Claimant(s): Gregory Benner Claimant Lawyers(s): Harris Freedman Respondent(s): Natcity Investments. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 22-02536 | 08/31/2023 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA |