Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03128 | 11/26/2024 | Claimant(s): Jane Cao Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Jeffrey L. Malek Hearing Site: Los Angeles, CA | ||
| 23-01702 | 11/11/2024 | Claimant(s): Christine Mendzef Claimant Lawyers(s): Harris Freedman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): John Francis Markuns Hearing Site: Syracuse, NY | ||
| 23-02999 | 11/01/2024 | Claimant(s): Frederick Kort Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 23-01412 | 10/18/2024 | Claimant(s): Christopher Conness Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL | ||
| 22-02926 | 10/15/2024 | Claimant(s): Dennis Devaney Claimant Lawyers(s): Harris Freedman Respondent(s): United Capital Markets. Respondent Lawyers(s): Catherine Bezzina Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 24-00110 | 09/26/2024 | Claimant(s): Tony Toska Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL | ||
| 23-02749 | 09/17/2024 | Claimant(s): James Simmons Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation, Brookstreet Securities Corporation, National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox, Julie Mains Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-02724 | 08/22/2024 | Claimant(s): Paul Zoch Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | ||
| 23-02824 | 08/09/2024 | Claimant(s): Mychael Nguyen Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 23-02909 | 08/05/2024 | Claimant(s): Keith Wood Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL |