| 09-01985 | 07/29/2010 | Claimant(s): Anthony Manaia
Claimant Lawyers(s): Anthony Gerard Manaia
Respondent(s): Royal Alliance Associates., United Securities Alliance.
Respondent Lawyers(s): Ambreen A. Delawalla, Michael Jones
Arbitrator(s): Jack J. Mazzara
Hearing Site: Detroit, MI
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| 09-06726 | 07/15/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Sharon Hubberman
Respondent Lawyers(s): Sharon D. Hubberman
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
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| 09-00740 | 05/19/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Charles Stevens, Darin Stevens
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean
Hearing Site: Atlanta, GA
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| 09-04534 | 04/30/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Erika L. Altman
Respondent(s): Patrick McConnell
Respondent Lawyers(s): Patrick Joseph McConnell
Arbitrator(s): Robert I. Rabinowitz
Hearing Site: New York, NY
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| 09-00389 | 03/22/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Jacqueline Prue, Sherman Wang
Respondent Lawyers(s): Jacqueline Smith Prue, Sherman William Wang
Arbitrator(s): Edith M. Gunn, Ellen Slipp, Jerry M. Greenspan
Hearing Site: New York, NY
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| 08-04342 | 02/05/2010 | Claimant(s): Dean Bordelon
Claimant Lawyers(s): Bryan Forman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Mark A. Myers, Charles K Reasonover, Richard J. Clement
Hearing Site: New Orleans, LA
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| 09-04953 | 02/04/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Jacqueline Hanson-Shea
Respondent Lawyers(s): Jacqueline Lynn Hanson-Shea
Arbitrator(s): Daniel Herbert Margolis
Hearing Site: Washington, DC
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| 09-01246 | 12/18/2009 | Claimant(s): Joseph Ventura
Claimant Lawyers(s): Wayne A. Smith
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Loren Schechter
Arbitrator(s): Frank E. Wolf, Kenneth Dymond, Alan V. Iselin
Hearing Site: Albany, NY
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| 09-00606 | 10/26/2009 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Joseph Scarborough
Respondent Lawyers(s): Ramsay M. Whitworth
Arbitrator(s): Walter Peterson, Robert T. Reeves, Gregory R. Banasz
Hearing Site: Baltimore, MD
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| 07-03357 | 10/31/2008 | Claimant(s): Gerald Tagge, Gregory Rutherford, Scott Norvell
Claimant Lawyers(s): David A. Domina
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bruce C. Young, Donald H. Loudon, Mark F. Marshall
Hearing Site: Omaha, NE
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