23-00490 | 11/13/2023 | Claimant(s): Kunal Arora Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Linda R. Alpert, Lynne M. Reid-McQueen, Ellyn S. Roth Hearing Site: New York, NY
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15-01181 | 11/12/2015 | Claimant(s): Redi Global Technologies LLC Claimant Lawyers(s): Jennifer Connors Respondent(s): Grace Financial Group LLC Respondent Lawyers(s): Brian Villante Arbitrator(s): Linda R. Alpert Hearing Site: New York, NY
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13-02494 | 06/17/2015 | Claimant(s): Carlos Questell Claimant Lawyers(s): Jonathan Sack Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Linda R. Alpert, Howard D. Jacob, Bartley F. Flaherty Hearing Site: New York, NY
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13-00873 | 10/17/2014 | Claimant(s): Jason Goldstein Claimant Lawyers(s): Jason Richard Goldstein Respondent(s): John Thomas Financial Respondent Lawyers(s): Joseph Castellano Arbitrator(s): Linda R. Alpert, April D. Bowie, Arthur Neil Tolciss Hearing Site: New York, NY
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11-00875 | 07/27/2012 | Claimant(s): Claudia Hurtado Claimant Lawyers(s): Vincent Imbesi Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner Hearing Site: New York, NY
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09-02246 | 02/25/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Jeffrey Finder Respondent Lawyers(s): Jeffrey C Finder Arbitrator(s): Linda R. Alpert Hearing Site: New York, NY
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09-02848 | 02/18/2010 | Claimant(s): William Ortner Claimant Lawyers(s): Jonathan S. Shapiro Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Michael G. Shannon, Linda R. Alpert, Kinchen C. Bizzell Hearing Site: New York, NY
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09-02345 | 10/22/2009 | Claimant(s): Robert Bolebruch Claimant Lawyers(s): Robert Anthony Bolebruch Respondent(s): Sandgrain Securities. Respondent Lawyers(s): Peter D. Grassel Arbitrator(s): Linda R. Alpert Hearing Site: New York, NY
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08-04684 | 10/19/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): Peter Balint Respondent Lawyers(s): Peter Balint Arbitrator(s): Linda R. Alpert, Jack Steiner, Kenneth F. Leder Hearing Site: New York, NY
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08-03083 | 07/02/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Jeremy Wisniewski Respondent Lawyers(s): Jeremy Anthony Wisniewski Arbitrator(s): Linda R. Alpert, Joseph N. Stineman, Eric J. Sussman Hearing Site: New York, NY
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