Potomac Analytics' Logo

FINRA Awards for Tina E. Patterson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0329008/28/2024Claimant(s): Eleanor Maguire
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mclaughlin Ryder Investments.
Respondent Lawyers(s): Janet DeCosta
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
23-0007605/08/2024Claimant(s): Robert Fratkin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
21-0124303/31/2022Claimant(s): Jaime Guevara
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Tina E. Patterson
Hearing Site: Charlotte, NC
21-0250602/24/2022Claimant(s): Rei-Hou Wang
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Tina E. Patterson, Robert Paul Michaud, Angela C. Schulz
Hearing Site: Charlotte, NC
20-0186001/22/2021Claimant(s): Thomas West
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson
Hearing Site: Richmond, VA
20-0007309/08/2020Claimant(s): Nicholas Onder
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren K. Goodman
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
19-0113011/05/2019Claimant(s): Kyle Skinner
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Tina E. Patterson
Hearing Site: Wilmington, DE
19-0015710/25/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Charles Coffey
Respondent Lawyers(s): Charles Wayne Coffey
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD
18-0209010/30/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Carter Brooks
Respondent Lawyers(s): Carter Page Brooks
Arbitrator(s): Tina E. Patterson
Hearing Site: Richmond, VA
17-0320403/28/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Charles Cox
Respondent Lawyers(s): Charles Maxwell Cox
Arbitrator(s): Tina E. Patterson
Hearing Site: Charleston, WV

14 Results

Display: