21-03031 | 04/19/2023 | Claimant(s): Meredith Campbell Claimant Lawyers(s): Michael Bessette Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Jeffrey Richard Chiappetta, Julie Marie Miller, Albert Bates Wenzell Hearing Site: Dallas, TX
| | |
20-02796 | 02/02/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Vatsala Sahay Respondent(s): Raymond James Financial Services., Kent Rhoades Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller Hearing Site: Little Rock, AR
| | |
20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX
| | |
19-03526 | 06/16/2020 | Claimant(s): David Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Julie Marie Miller Hearing Site: Little Rock, AR
| | |
19-00686 | 01/21/2020 | Claimant(s): Ronald Cameron Claimant Lawyers(s): Richard T. Donovan Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Shepherd D. Tate Arbitrator(s): James Paul Beachboard, Scott T. Clavenna, Julie Marie Miller Hearing Site: Little Rock, AR
| | |
15-03489 | 03/27/2017 | Claimant(s): James Robertson Claimant Lawyers(s): Mike Aduddell Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Larry J. Sklar, Brian James Tagtmeier, Julie Marie Miller Hearing Site: Houston, TX
| | |
14-02301 | 11/06/2015 | Claimant(s): Paula Mott Claimant Lawyers(s): Sanford L. Dow Respondent(s): Wunderlich Securities. Respondent Lawyers(s): Jonathan Cromwell Hancock Arbitrator(s): R. Lee Britton Jr., John F. Hinrichs, Julie Marie Miller Hearing Site: Houston, TX
| | |
14-01508 | 08/28/2015 | Claimant(s): Charles Doraine Claimant Lawyers(s): Donald M Feferman Respondent(s): Kevin Mccracken, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Teri L. Danish Arbitrator(s): Frank M. Romano, Reginald Harris Brockwell, Julie Marie Miller Hearing Site: Houston, TX
| | |