FINRA Awards for Thomas Joseph Atkinson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-04207	09/22/2021	Claimant(s): Alex Shore Claimant Lawyers(s): Bejamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
20-00223	11/04/2020	Claimant(s): Robert Overall Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL
20-01600	10/30/2020	Claimant(s): Victor Lizardi Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim Hearing Site: Orlando, FL
20-01796	09/23/2020	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jeffery D. Rodgers Respondent(s): Eric Williams Respondent Lawyers(s): Eric Roger Williams Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL
18-04443	12/03/2019	Claimant(s): Marcos Cigagna Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc. Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL
15-02697	09/27/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Deirdre Wolff Respondent(s): John Giangrande Respondent Lawyers(s): James Weston Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Columbia, SC