| 23-03640 | 10/11/2024 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Katherine Hendricks, Susan C Lushing, Robert Dean McKinley
Hearing Site: Los Angeles, CA
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| 24-00279 | 08/05/2024 | Claimant(s): Robert Snider
Claimant Lawyers(s): Robert Roy Snider
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie
Hearing Site: Charleston, WV
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| 20-03762 | 05/21/2021 | Claimant(s): Samuel Hall
Claimant Lawyers(s): Samuel Hall
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Robert Dean McKinley
Hearing Site: Phoenix, AZ
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| 15-03120 | 11/27/2019 | Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): David Terrell, Sean Pong, U.S. Bancorp Investments.
Respondent Lawyers(s): Christina N. Goodrich
Arbitrator(s): Steven A. Wawra, Robert Dean McKinley, Owen Frances
Hearing Site: Los Angeles, CA
| | |
| 16-03488 | 11/20/2017 | Claimant(s): Jin Park
Claimant Lawyers(s): Jin Kyun Park
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley
Hearing Site: Las Vegas, NV
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| 14-02797 | 10/20/2016 | Claimant(s): Partnervest Advisory Services, Partnervest Financial Group, Partnervest Securities.
Claimant Lawyers(s): Gerard J. Kowalski
Respondent(s): Timothy Mahota
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Martin J. Kotowski, Robert Dean McKinley, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
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| 13-01022 | 06/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Carole Miller
Respondent(s): Derek Greeff
Respondent Lawyers(s): Steven R. Young
Arbitrator(s): Morris S. Getzels, Robert Dean McKinley, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 14-02813 | 03/12/2015 | Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott Rahn
Respondent(s): F. Carter Newton
Respondent Lawyers(s): F. Carter Newton
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03623 | 04/28/2014 | Claimant(s): Deanna Buchholz
Claimant Lawyers(s): Jody L. Winter
Respondent(s): Cambridge Investment Research Advisors,, Cambridge Investment Research.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Richard J. Stall, Robert Dean McKinley, Brant Jackson Griffin
Hearing Site: Los Angeles, CA
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| 13-00615 | 10/04/2013 | Claimant(s): Stephen Epstein
Claimant Lawyers(s): Stephen Samuel Epstein
Respondent(s): Duc Tran, Joseph Pates
Respondent Lawyers(s): Duc Tien Tran, Joseph L. Pates
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
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