Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00860 | 10/17/2019 | Claimant(s): William Sloan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Intercarolina Financial Services. Respondent Lawyers(s): Joseph E. Navolanic Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00473 | 10/01/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 18-04446 | 08/28/2019 | Claimant(s): Kent Balch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 19-00056 | 08/09/2019 | Claimant(s): Andrew Harding Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-04432 | 08/08/2019 | Claimant(s): Christopher Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-02754 | 03/28/2019 | Claimant(s): Mickey Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 18-00623 | 03/07/2019 | Claimant(s): Deborah Debow Claimant Lawyers(s): Ann Marie Fitz Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon Hearing Site: Columbia, SC | ||
| 18-00765 | 01/04/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-00174 | 10/05/2018 | Claimant(s): John Scott Claimant Lawyers(s): David W. Erb Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC |